Knowing without
Metaphysics:
Aspects of the Radical Constructivist
Position
Ernst von Glasersfeld
We
shall not think that by being 'scientific’ or 'philosophical’ one
genre of writing can attain an 'objectivity’ which another,
'literary’, cannot. (Rorty, 1983: 174)
Like
any apparently novel approach to the basic epistemological problems
of 'knowledge', the constructivist ideas that have spread in the
last twenty years continue to generate a host of negative as well as
a few positive reactions. I shall focus on some aspects of Radical
Constructivism, as distinct from 'trivial' constructivisms,(1) and
try to show that the major objections that have been raised against
it are due to gross misinterpretation and turn out to be vacuous
once the position is made a little
clearer.
I
begin with a brief historical review of key ideas that were crucial
for the development of the constructivist position. Needless to say,
this review will be biased and, given the limitations of space,
incomplete. Then I shall deal with the frequent complaint that
constructivism denies the existence of any reality and counter it by
explaining some of the steps involved in the construction of what I
have called experiential reality. Ideally this should add up to a
demonstration that the constructivist approach to the problem of
knowledge is a feasible one.
Ultimately, of course, a way of thinking must not only be
claimed feasible but, in order to become attractive, its advantages
must be shown in action. (...) Hence I shall confine myself to
outlining the one application of constructivist principles in which
I myself have been involved and which, by now, is showing
encouraging signs of success: early
education.
Lest my sometimes quite passionate way of arguing for constructivism be
interpreted as an attempt to insinuate that it and it alone is
'right', let me hasten to say that this is not my intention. I would
be contradicting one of the basic principles of my own theory if I
were to claim that the constructivist approach provides a true
description of an objective state of affairs. As I see it, Radical
Constructivism merely provides a different way of thinking and its
values will depend mainly on its usefulness in our experiential
world and only marginally on what professional philosophers have to
say about it.
Historical Sources
Radical Constructivism was conceived as an attempt to
circumvent the paradox of traditional epistemology that springs from
a perennial assumption that is inextricably knitted into Western
philosophy: the assumption that knowledge may be called 'true' only
if it can be considered a more or less accurate representation of a
world that exists 'in itself', prior to and independent of the
knower's experience of it. The paradox arises, because the works of
philosophers by and large imply, if not explicitly claim, that they
embody a path towards Truth and True representations of the world,
yet none of them has been able to provide a feasible test for the
accuracy of such representations.
The
contemporary trends that, collectively, could be referred to as
Constructivism, can be traced back to ideas that were launched
independently by thinkers who, except for the most recent, either
did not know of one another or had no relevant interaction. If and
when a history of constructivism will be written, it should show,
among other things, the extent to which professional thinkers and
philosophers 'do their own thing', argue virulently and sometimes
effectively against others who hold divergent views, but almost
completely disregard (or happen to be ignorant of) anyone who might
have worked in a direction similar to their own. Thus, several of
the key ideas had to be invented time and time
again.
Scepticism
The
original seed of constructivist ideas was undoubtedly the sceptics'
realization that we can have no certain knowledge of the real world,
because, even if we could discover how our knowledge is derived from
experience, there is no way of discovering how our experience might
be related to what there is before we experience it. This
realization is inherent in some of the fragments of the
Pre-Socratics from the sixth century BC and diligently documented by
Sextus Empiricus some five hundred years later. It became the core
idea of 'apophatic' theologians of the fourth century AD in
Byzantium, who affirmed 'the absolute transcendence of God and
excluded any possibility of identifying Him with any human concept .
. . for no human word or thought is capable of comprehending what
God is' (Meyendorff, 1974: 11). This strict limitation of human
understanding was kept alive and generalized by the sceptics of
later ages (for example, Montaigne, Mersenne, Berkeley, Hume) who
applied it to rational knowledge as such. Kant, then, produced its
final formulation in his Critique of Pure Reason (2) which all
subsequent philosophers have unsuccessfully struggled to
undo.
Scientific Truth
The
second key idea concerns the status of science. That scientific
knowledge should not be taken as a picture of the 'real' world was
clearly formulated by Osiander in his preface to Copernicus's work
on the motion of planets, and some seventy years later by Cardinal
Bellarmino in the context of Galileo's trial.(3) Both of them
suggested that science and its computations should be considered
instrumental in the prediction of experiences but must never claim
to capture God's truth. These two theologians, one a Protestant, the
other a Catholic, took this position to protect their faith and its
sources in dogma and revelation from being undermined by scepticism
and scientific arguments. They thus, for religious reasons, laid the
foundation of Instrumentalism, which came to its full worldly
development with Ernst Mach (1905), Aleksandr Bogdanov (1909), and
the Pragmatists at the beginning of the twentieth
century.
The Nature of Concepts
The
third key idea is that of cognitive construction. To my knowledge it
was first suggested by the Italian philosopher Giambattista Vico
(1710) who coined the phrase I have often quoted: 'God is the
artificer of man, man the god of artifacts.' He explained this by
saying that, in order to know something, one had to know how and out
of what it was made. Hence, God alone can know the real world,
because it was He who created it; the human knower, analogously,
could know only what humans have
constructed.
Another thinker who took up the notion of conceptual
construction and produced a truly remarkable compendium of detailed
analyses was Jeremy Bentham. He developed his Theory of Fictions
between 1760 (when he entered Oxford at the age of twelve and a
half!) and 1814, when he published his first systematic exposition.
He concluded: 'To language, then - to language alone - it is that
fictitious entities owe their existence; their impossible, yet
indispensable existence.’(4) Bentham's work supplied conceptual
analyses that should be of great interest to contemporary
constructivists. They are, in fact, the first 'operational' recipes
for the construction of concepts and anticipate in some instances
the 'operational definitions' of Percy Bridgman (1936) and
consequently the operational analyses of Jean Piaget and the
operational semantics of Silvio Ceccato (1964-66). Both Piaget and
Ceccato, who hardly ever explicitly agree with other authors, gave
an honorable mention to Percy Bridgman for his revolutionary idea of
defining concepts in terms of the operations that give rise to them.
It was unfortunate for American psychology that the behavioristic
establishment propagated the misunderstanding that the operations
that generate concepts had to be physical operations. Bridgman's
important contribution was the insight that the physical world, in
order to be conceptualized, required mental operations on the part
of the observer (see Bridgman, 1936).
Adaptation
Fourth, there is the evolutionary idea. William James (1880)
was apparently the first to suggest that the evolution of knowledge
could be mapped by using the central concepts of Darwin's theory,
namely natural selection and adaptation. Since then, this idea was
picked up or independently developed by thinkers with very different
backgrounds and in different places.(5)
Hans Vaihinger, apparently without drawing on the much earlier analyses
of Jeremy Bentham, created the most comprehensive and consistent
work on conceptual 'fictions'. His Philosophy of As If (1913)(6) has
become particularly interesting today, given the revolution in the
philosophy of science and the recognition that, even in the 'hard'
sciences, key concepts can be considered convenient ideal fictions.
While Vaihinger provides endless ammunition for contemporary
constructivists, I would not classify him as 'radical', because when
everything is said and done, he anchors the conceptual apparatus
that produces the 'fictitious' concepts in the theory of biological
evolution. In doing so, he tacitly attributes ontological status to
that theory. Konrad Lorenz incidentally falls into the same trap
when he argues that the fact that human organisms have evolved and
successfully use the categories of space and time, proves that these
categories pertain to an 'objective' reality (1977:
9-10).
The Radical Difference
All
present constructivist proposals are indebted to one or several of
these historical thinkers. Radical Constructivism coordinates and
brings together many of the key ideas I have listed and, in doing
so, decidedly steps out of the epistemological tradition to which,
in one way or another, all these thinkers, with the exception of
Vico still subscribed. What differentiates Radical Constructivism
from the tradition, is the proposal unequivocally to give up the
notion that knowledge ought to be a veridical 'representation' of a
world as it 'exists' prior to being experienced (that is,
ontological reality). This was formulated by several authors at the
beginning of the twentieth century. Here I shall mention only two
later ones who incisively influenced my organization of ideas I had
picked up over the years: Silvio Ceccato and Jean
Piaget.
Silvio Ceccato, with whom I was privileged to work for some
fifteen years in Italy, developed Bridgman's idea of operational
definitions into a comprehensive system of mental operations. He
emphasized the 'constitutive' capability of the mind and the role of
a pulsating attention that governs the generation of concepts by
separating and relating the raw material of sensory differences. On
these premises he worked out a detailed model of a thinking organism
that was able to construct an experiential world without
'representational' input from an external reality (Ceccato,
1964-66).
Jean
Piaget launched the notion of constructivism in developmental
psychology. As I interpret his work (von Glasersfeld, 1982), it is
the direct consequence of two fundamental insights: (I)that
cognition produces conceptual structures by reflective abstraction
from material that is available within the system and from the
operations carried out with that material; and (2) that the function
of cognition is adaptive in the biological senses (Piaget, 1937,
1967b). To realize the full power of the second, one must grasp the
idea that adaptation is not an activity but the result of the
elimination of the non-adapted, the non-functioning, and that,
consequently, anything that manages to survive is 'adapted' to the
environment in which it happens to find itself living. Once this is
understood, one realizes that what matters is not to match the
world, but to fit into it in spite of whatever obstacles or traps it
might present. Applied to cognition, this means that 'to know' is
not to possess 'true representations' of reality, but rather to
possess ways and means of acting and thinking that allow one to
attain the goals one happens to have chosen. To know, thus, is not
to have 'correct pictures' but, viable procedures or, as Maturana
said (1988: 53), 'to operate adequately in an individual or
cooperative situation'.
Functional Fit
To
embark on the radical constructivist path, thus, means to relinquish
the age-old untestable requirement that knowledge must match the
world as it might 'exist' independently of our experience; instead,
one demands of knowledge that it prove itself by a functional fit.
From my perspective, those who merely speak of the construction of
knowledge, but do not explicitly give up the notion that our
conceptual constructions can or should in some way represent an
independent, 'objective' reality, are still caught up in the
traditional theory of knowledge that is defenseless against the
sceptics' arguments. From an epistemological point of view,
therefore, their constructivism is trivial. Trivial constructivism
manifests itself in professionals who treat the knowledge of others
as subjective construction and never doubt the 'objectivity' of
their own.
No
Denial of Reality
One
of the standard objections to constructivism, particularly radical
constructivism, runs somewhat like this: 'there's a book in front of
you on the table; you know it's a book, I know it's a book, and
anyone who looks at it would recognize it as a book - why do you
keep telling us that the book is not really there?' To give anything
like a complete answer to this question, one would have to explicate
at least all the key ideas of the constructivist approach I have
listed above, and one would have to reiterate that constructivism
deals with knowing not with being. There is no simple argument to
justify the distinction between experiential reality and ontological
reality. One might reply that life would be a lot easier if no one
claimed to know the world as it is, and that the constructivist
orientation is one way to avoid such claims. As a constructivist, I
have never said (nor would I ever say) that there is no ontic world,
but I keep saying that we cannot know it. I am in agreement with
Maturana when he says: 'an observer has no operational basis to make
any statements or claim about objects, entities or relations as if
they existed independently of what he or she does' (1988:
30). I, too, arrived at this conclusion,
albeit by a path that was quite different from his: I started from
the sceptics, he from biology. The crucial point is that we do not
make claims of knowing what exists 'in itself', that is, without an
observer or experiencer. I, for one, am talking about what we know
or can know. And as far as our knowledge (not God's knowledge) is
concerned, I claim that we cannot even imagine what the word 'to
exist' might mean in an ontological context, because we cannot
conceive of 'being' without the notions of space and time, and these
two notions are among the first of our conceptual
constructs.(7)
To
perceive or recognize a book (or anything else) is to find something
in one's experiential field that fits one's concept of 'book'. It
does not mean that a 'real' or 'ontic' object that is a book has to
be there before one has seen it as a book. All it means is that in
some part of our present experiential field there is the kind of raw
material which, if coordinated in a particular way, is sufficiently
close to what our concept of book demands, so that we accept it as
an instantiation of that concept.
Two
points have to be made clear in this context because they, too have
led to misunderstandings. First, 'concepts', in my view, are not
like picture postcards against which one matches experiential
material rather, they are pathways of action or operation and they
can either be completed with the experiential material at hand, or
they cannot, and the rigor with which that completion is required
and carried out always depends on the particular setting in which
the activity takes place. The second point concerns what I have
called the 'raw material'. The 'stuff' on this lowest level of
analysis is not something that lies about in an objective
environment. It is no more, but also no less, than the totality of
basic sensory elements or distinctions our system is able to
generate.
Concepts, therefore, have no iconic or representational
connection with anything that might 'exist' outside the cognizing
system; and the raw material out of which concepts are composed or
coordinated cannot be known to have any such connection either. To
call the basic elements of our cognitive conceptual constructions
'distinctions' is, I think, the least misleading way of speaking
about them. From the distinguisher's point of view, what is actually
distinguished depends not on what might be there before the activity
of distinguishing is carried out, but on what the organism is able
to distinguish and chooses to distinguish in the given experiential
context.
The Construction of Experiential
Reality
If
one adopts a constructivist orientation, one is obliged to go beyond
the mere proclamation that the world we experience is a world we
construct. At least one must try to show how what we call
'knowledge' - that is, our successful ways and means of managing our
lives and conceptual structures - could be built up; and if one
claims to be a radical constructivist, one must also show that this
experiential world can be built up without reference to a supposedly
'existing' world. I shall try to illustrate this possibility by
sketching out at least the beginnings of conceptual
construction.
Before any one of us comes to ask an epistemological
question, he or she has lived for quite some time and gained a good
deal of know-how in categorizing, avoiding, and also provoking
experiential situations We gain much of this practical knowledge
early in life, and it reflects 'reality' to us, because it deals
with what our lives consist of. In today's social climate it happens
rarely before puberty - if at all - that we reflect upon our praxis.
Then, perhaps standing before a looking glass one day, a strange
bubble rises to our consciousness: 'Who am I’ or 'How do I know this
is me?' Thus begins philosophical
investigation.
To
answer the perplexing questions, we have to retrace our path almost
to the beginning - to where we made the first distinctions in our
experiential field.
Near
the end of his book La construction du réel chez l’enfant (1937),
Piaget uses a simple drawing to illustrate his approach to the
question of how cognitive development begins. The drawing consists
essentially of a small circle, framed hy a much larger concentric
one. It shows what Spencer Brown (1969), thirty years later, would
call 'the first distinction', and it is, in Spencer Brown's terms,
as yet 'unmarked'. That is to say, no characteristics have been
ascribed to the distinguished areas, one inside, the other outside,
the framed circle. Descriptions follow, as the child makes further
distinctions that separate it from an 'environment'. Thus the inside
becomes 'self', the outside the individual's
'universe'.
This
first distinction, as I have frequently said, is analogous to the
one the artist makes with the first few lines on a sheet of paper,
lines that determine what is going to be 'figure' and what 'ground'.
For the point of view I have adopted, the most important thing about
that distinction is not what is being distinguished, but that the
artist makes the distinction within the sheet, the canvas, or
whatever he happens to be drawing on. Both figure and ground are
parts of one and the same sheet. This is the feature traditional
epistemology has tended to obscure: the distinction between the self
and its environment is made, and can only be made, within an
observer's field of experience and does not concern the distinction
between the observing subject and an 'objective' world to be
observed or known. In other words, the self we come to know and the
world we come to know are both assembled out of elements of our very
own experience.
The
construction of the more mature 'self', the 'self' that has
properties, relations, and a continuous identity, is a lengthy
process consisting of many sequential steps. Foreshortening the
path, the following may be more or less common experiences. The
infant that grasps, pulls, and pushes whatever its fingers can get
hold of, begins, at a certain point of its development, to
differentiate between grasping its own finger or toe, as opposed to
grasping a bar of the cot or the handle of a rattle. The one
generates a tactual sensation, maybe even a slight 'pain', the other
does not. This sort of experience leads to the construction of the
physical boundaries of one's body. Similarly, the infant will come
to differentiate between moving an arm to reach something and having
its arm moved, for instance, when, while being dressed, the arm is
fitted into a sleeve by someone else. This leads to the notion of
voluntary movement. Years later the child may notice that her hand
hurts as she is holding on to the leash of an unruly dog, but she
deliberately disregards the pain because she does not want to let
go. This leads to the notion that the focus of one's attention can
be shifted at will.
There
are, indeed, innumerable experiences that provide an opportunity to
differentiate 'oneself' from the world in which one lives. Some of
them generate awareness of the physical boundaries of the body one
comes to call one's own; others generate the awareness that moving
oneself is different from the movement of 'external' things; and
still others bring home the fact that, at least within certain
limits, one can voluntarily direct one's attention towards and away
from particular areas of the experiential
field.
The
early stages of this progression are part and parcel of the
development that Piaget (1967b: 9) called a Copernican Revolution at
the end of which, 'when language and thought begin, (the child) is
for all practical purposes but one element or entity among others in
a universe that he has gradually constructed himself, and which
hereafter he will experience as external to
himself.'
Two
aspects of this development are crucial for an understanding of
Radical Constructivism. First, all this distinguishing and
constructing of one's 'self' takes place within the experiential
field, uses elements of the sensory manifold, and is the result of
the experiencer's own actions. It does not require
'things-in-themselves' or 'distinctions-in-themselves' that could be
ascribed to an objective, ontological reality. Second, what is
isolated and established in this way, is the self one experiences -
it is not that mysterious central entity that does the
experiencing.
The
constructs with which we have furnished our experiential world are
those we have found useful or, at least, tenable. We use them in our
schemes of action and in our conceptual operations; we drop or
modify them if their rate of failure gets too high and we are able
to construct more reliable ones; and we try to balance and
coordinate them among each other. The more generally they are
applicable, the less of them we need. And, given the variety of
situations we come to distinguish, economy in the number of schemes
becomes an important consideration.
In
all this there is an aspect that was clearly stated by Piaget but
was mostly ignored or misunderstood by both his followers and his
critics. The experiential environment in which an individual's
constructs and schemes must prove viable is always a social
environment as well as a physical one. Though one's concepts, one's
ways of operating, and one's knowledge cannot be constructed by any
other subject than oneself, it is their viability, their adequate
functioning in one’s physical and social environment, that furnishes
the key to the solidification of the individual's experiential
reality (von Glasersfeld, 1985).
Just
as language arises and becomes a relatively stable system through
the continual interaction of the individuals that use it, so a great
many of the conceptual schemes that individuals construct are
reinforced through their application in social interaction. This is
a subtle, complicated issue and I shall try to explicate it with an
example that may seem absurdly simple.
Assume you have made an appointment with a friend to meet in
a certain place on a certain day. When the day comes, a lot of snow
has fallen during the preceding night. There is a shorter and a
longer way to drive to the arranged place. You know that the longer
way is the quicker when there is snow on the roads. You know this
from your own experience in your subjective physical environment.
But now you use it in your social environment by predicting that
your friend will come by that route. If your prediction turns out to
be correct and, especially, if your friend confirms that he chose
the longer way for the reason that you had in mind, your reasoning
will be greatly reinforced and the elements that were involved in it
will seem more like an objective reality that is independent of both
of you.
As I
said, this is an absurdly simple example, but I have no hesitation
about generalizing it: If a prediction, made on the basis of
imputing to another person a scheme of acting or thinking that one
has found to be viable for oneself, turns out to be correct, then
that scheme and the conceptual structures it involves achieve a
level of experiential reality that cannot be reached without the
social context. Indeed, this kind of 'corroboration' produces the
only objectivity that is possible in the Radical Constructivist
view.
Incidentally, the explicit condition that the highest level
of experiential reality can be achieved only through interaction
with other cognitive entities, constitutes a highly unusual feature:
it shows that in the Radical Constructivist view, the need to
consider others is not an ethical assumption but an epistemological
requirement (von Glasersfeld, 1986).
Learning as Construction
Some
educators and researchers in education have come to the conclusion
that, as a foundation for their activities, they must develop some
theoretical ideas as to how children build up their picture of the
world they experience. They believe that unless they have a model of
the student's concepts and conceptual operations, there is no
effective way of teaching. In other words, they have begun to think
in terms not only of cognitive but also of developmental psychology.
this is a far cry from the still widespread behavioristic
orientation that focuses exclusively on training and disregards
learning.
As
long as the educator's objective was the generation of more or less
specific behaviors in the student, the educator saw no need to ask
what, if anything, might be going on in the student's head. Whenever
the student could be got to 'emit' the desired behaviors in the
situations with which they had been associated, the instructional
process was deemed successful. The student did not have to see why
the particular actions led to a result that was considered
'correct', nor did the educator have to worry about how the student
achieved it, what mattered was the 'performance', that is, that he
or she was able to produce such a result.
If,
in contrast, the objective is to lead the children or students to
some form of understanding, the teacher must have some notion of how
they think. That is to say, teachers must try to infer, from what
they can observe, what the students' concepts are and how they
operate with them. Only on the basis of some such hypothesis can
teachers devise ways and means to orient, direct, or modify the
students' mental operating. This is a context in which the
constructivist approach and its analysis of conceptual development
seemed promising.
In
spite of Piaget's seminal work, that area is still to a large extent
terra incognita. Besides, it is an area in which there are likely to
be no ultimate 'laws of nature'. On the other hand, we have seen
enough of it to say that we can formulate rules that have a
remarkably wide application. In a recent report, my colleague Les
Steffe and I wrote:
“Working with children is in many ways like working with
foreigners with whom one has only fragments of a language in common.
The situation is extreme when the work involves numbers and
mathematical operations and aims at developing some insight into how
a given child thinks of numbers and how he or she operates with
them. Anyone who has seriously tried to investigate what actually
goes on in a child's head when that child is struggling to solve an
addition or subtraction problem at the limit of his or her present
capability, will have realized that the child's mathematical world
is indeed outlandish from the adult's point of view Yet, children
who have not been totally alienated from the number game and have at
least a modicum of motivation do not act randomly. They do proceed
according to some method, even if that method would seem unorthodox
to the experienced reckoner. To get an inkling of what that method
might be the investigator cannot but use his or her own imagination
and try to conceive a reasonable path that might connect such
manifestations of the child's operating as can be observed, with
steps that could possibly lead to an answer to the given question.
That is to say, no matter how hard investigators try to adapt their
analyses to the 'foreign' ways of the child the model they build up
will always be a model constructed out of concepts that are
necessarily the investigators’. Because the child’s way of thinking
is never directly accessible, the investigators' model can never be
compared to it in order to determine whether there is or is not a
perfect match. The most one can hope for is that the model fits
whatever observations one has made and, more importantly, that it
remains viable in the face of new
observations.”
The Illusion of
Communication
Such
models of another's mental operations necessarily remain
hypothetical. There are no 'hard' observable facts about another
thinker's concepts and mental operations. This is the case not only
in educational research and teaching, but surely also in therapy.
For psychologists this is a difficult idea to swallow, because they
have for a long time lived with the idea that there is such a thing
as linguistic confirmation of one's interpretation of another's
thoughts. This belief was based on an untenable conception of
'communication'. If the constructivist movement has done anything at
all, it has dismantled the image of language as a means of
transferring thoughts, meanings, knowledge, or 'information' from
one speaker to another. The interpretation of a piece of language is
always in terms of concepts and conceptual structures which the
interpreter has formed out of elements from his or her own
subjective field of experience. Of course, these concepts and
conceptual structures had to be modified and adapted throughout the
interactions with other speakers of the language. But adaptation
merely eliminates those discrepancies that create difficulties in
actual interactive situations - adaptation ceases when there seems
to be a fit. And fit in any given situation is no indication of
match. To find a fit, simply means not to notice any
discrepancies.
The
models of another's conceptual operating that one can build on the
basis of observable behavior, thus, are and remain hypothetical; and
what, one might ask, is the use of such models if they are linked to
the reality of the child's thinking, not by hard facts, but by
inferences that may be countermanded at any moment? The
constructivist answer is simple and perhaps disconcerting: the
experiential world we live in (including other persons) is always a
collection of such conjectural models based on one's own
interpretation of what one sees, hears, and 'understands'.
Linguistic communication is no exception to this rule. There, too,
one deals with fit, not with match. Language does not transport
pieces of one person's reality into another's - it merely prods and
prompts the other to build up conceptual structures which, to this
other, seem compatible with the words and actions the speaker or
writer has used.(9)
The Interpretation of
Experience
Though there is no way to get around the uncertainty
inherent in all conjectures about another's mental states and
processes, it would be foolish to say that this uncertainty makes
the conjectured models useless. As long as the models we construct
help us to solve the problems that concern us, their ontological
status ought not to worry us. This has been well documented in
theoretical physics.(10) It can be seen even more clearly in
medicine, as soon as we step out of the traditional realist
framework. Take the procedure a physician uses when he makes a
diagnosis. When certain features, observed in a patient's
appearance, behavior, or reports, are recognized as the
characteristic symptoms of a particular disorder, it is the outcome
of an interpretation. And this interpretation is possible only on
the basis of the conceptual structures the physician has built up in
his or her own experience - experience that may have been gained by
interpreting the language in medical books, by interpreting tests,
and by interpreting the treatment of prior patients. Physicians may
tend to call all these elements 'facts'; but these elements,
including the chemical analyses and the reading of instruments that
constitute their tests, are facts only in the context of such
theoretical models as have turned out to be useful (cf. Fleck,
1935).
To
return to education, the constructivist teacher will not be
primarily interested in observable results, but rather in what
students think they are doing and why they believe that their way of
operating will lead to the solution of the problem at hand. The
rationale of this shift of focus is simple: if one wants to generate
understanding, the reasons why a student operates in a certain way
are far more indicative of the student's stage of conceptual
development than whether or not these operations lead to a result
that the teacher finds acceptable. This, of course, is the reason
why the best teachers have always paid more attention to the sources
of mistakes than to the how of students' correct
answers.
Where
teachers have been able to organize these notions to formulate
relatively generalizable, coherent models of the required cognitive
processes and the heuristics to influence them, they have scored
remarkable successes in achieving their educational goals (Cobb,
1987; Steffe et al., 1983). The most widespread effect, however, has
been achieved by the very simple constructivist principle that
consists in taking whatever the student produces as a manifestation
of something that makes sense to the student. This not only improves
the general climate of instruction but also opens the way for the
teacher to arrive at an understanding of the
student.
From
this perspective, it is not surprising that the constructivist
approach should have some application in the field of psychotherapy
as well. It is difficult to imagine that a therapist who does not
construct an hypothetical model of the client, could have much
influence on the client's cognitive processes and their emotional
corollaries. It cannot be stressed too much that these models must
be constructed on the basis of interaction with the particular
client. To start out with preconceived prototypes (and some would
call them 'models'!) in order to categorize the observed subjects
is, I think, worse than having no model at all. It leads to an abuse
analogous to that of psychoanalysts who, in a blatantly un-Freudian
manner, thought they could analyze dreams with a dictionary of
symbols rather than coax the client to find his or her own
interpretation.
Conclusion
The
brief historical survey at the beginning isolated four key ideas of
Radical Constructivism:
1.
Scepticism. The sceptics' irrefutable proposition that the Truth of
what we would call 'knowledge of the world' cannot be assessed or
demonstrated because the 'representations' of which it is supposed
to consist can never be compared with what they are supposed to
represent.
2.
Scientific Truth. The separation of metaphysical beliefs and
convictions, which purport to reflect an ontological reality, from
rational/scientific knowledge, which is given an instrumental
function in the living organisms' management of their subjective
experiential reality.
3.
Conceptual Construction. The notion of cognitive construction based
on Vico's proposal to consider 'facts' - that is, the experiential
elements out of which organisms' make (Latin: facere) or construct
their experiential worlds - and the possibility of modeling this
process of construction.
4.
Adaptation. The abstraction of the conceptual pattern inherent in
the theory of evolution from the original biological contents and
the application of the concepts of variation, selection, adaptation,
and viability to the realm of
cognition.
One
important consequence of integrating the four key ideas is the
radical change in the relation between 'knowledge' and 'ontological
reality' from an iconic relation of 'representation' or
'correspondence' to a relation of functional fit. It is the
acceptance of this change of epistemic relation that differentiates
Radical Constructivism from other forms of constructivism or
constructionism.
Once
this change of epistemic relation is understood, it becomes clear
that Radical Constructivism does not deny ontological reality - it
merely denies that a cognitive organism, whose knowledge derives
from making distinctions and operating with the resulting
'differentia', can come to know any ontologically 'real'
world.
The
experiential world in which human knowers find themselves living is
constructed, because it is the result of the cognitive agents' own
distinguishing and relating, beginning with the individual's
distinction between the self and the experiential world. The
highest, most reliable level of experiential reality then arises
through interaction with those entities in the individual's
experiential field that have been categorized as others. This
'social' interaction yields, on the one hand, the only objectivity
feasible in the constructivist model and, on the other, an
epistemological basis for the elaboration of
ethics.
The
value of the constructivist model - and I emphasize once more that
Radical Constructivism makes no ontological claims and is intended
as no more, but also no less, than a useful model of knowledge and
the activity of knowing - will have to be determined by its
application to basic problems we run into in the construction of our
experiential worlds.
As an
example, I briefly specify some features of the ongoing applications
in the area of education where the radical constructivist principles
bring about a profound change of attitude towards the process of
learning and the mental operations of the students. The most
important of these changes derives from the constructivist
assumption that, under normal circumstances, what a cognizing
subject produces as an attempt to solve a problem or as an answer to
a question, ought to be taken as a manifestation of something that
makes sense in that subject's present construction of his or her
experiential world. The teacher - and I suspect, also the
psychotherapist - who wants to modify some concept or conceptual
operation in the student or client, must therefore begin by
constructing a viable model of that particular subject's ways and
means of organizing experiences. An important ingredient of success
in both these vocations therefore seems to be what Vico called
'poetic imagination', for part of the practitioners' task is the
hypothetical reconstruction of another's construction of an
experiential world.
Finally, I would like to add that the constructivist
orientation, as other proponents have claimed, does lead to greater
tolerance in social interactions. This tolerance springs from the
realization that neither problems nor solutions are ontological
entities, but arise out of particular ways of constructing. Hence,
no solution to an experiential problem can be 'right' in an
ontological sense. The world in which the problem arises depends on
a way of seeing, a way of experiencing; and where there is one
solution there are always others - but this does not entail that one
like them all equally well.
Radical constructivism claims, as did Ceccato and Piaget,
that perception and all forms of seeing, be they sensory or
conceptual, are the result of operations that have to be carried out
by an active subject. In this sense the acting subject is
responsible for the experiential world it constructs. It does not
take much to notice that constraints prevent us from constructing
everything we might like, but this should not obscure the fact that
we need not like everything we do construct. Ethics, therefore, is
not to be avoided: when we don't like the results of our operations,
we have to change our way of operating.
Acknowledgment
I am
fortunate to have had many discussions with Heinz von Foerster and
Humberto Maturana during the last fifteen years. Both have
profoundly influence my thinking and helped me to express myself
more clearly.
Notes
1. The term
'Radical Constructivism' was introduced in von Glasersfeld (1974)
and a full description of the model was presented in Paul
Watzlawick's Die erfundene Wirklichkeit (1981); the distinction from
the 'trivial' versions of constructivism was first made in von
Glasersfeld (1985).
2. Kant was
clearest about this in the first edition of the Kritik (1881) and in
his Prolegomena to any Future Metaphysics (1883). As Schopenhauer
observed, Kant unfortunately decided to 'soften' his position in the
second edition of the Kritik (1887).
3. The origin of
instrumentalism is well described in chapter 3 of Karl Popper's
Conjectures and Refutations (1968).
4. A summary of
Bentham's work was compiled by C.K. Ogden and published in the
United States by Littlefield, Adams, & Co. in 1959; the quoted
passage is on p. xxxii.
5. A summary of
'Evolutionary epistemology' was compiled by Donald Campbell
(1974).
6. An English
condensation of Vaihinger's work was published by C.K. Ogden in the
1930s. The German original was recently made available by the
Scientia Verlag Aalen in Hamburg.
7. In this I am
following Piaget (1937), who showed how the child is able to
construct the concepts of space and time without the assumption of
their objective reality. (With this, as with most of Piaget's works,
I cite the French original because the English translations are, to
say the least, not very reliable.)
8. The term
'distinctions' was used by Spencer Brown (1969) and at much the same
time by Maturana; Ceccato called them 'differentiata' and Kant
referred to the totality of possible distinctions as 'das
Mannigfaltige' (the manifold).
9. A more extensive
treatment of the constructivist view of language and communication
can be found in my 'On the concept of interpretation'
(1983).
10. It lies beyond
the scope of this article to show the inherent uncertainty of
explanatory models in the 'hard' sciences (cf. Kuhn, 1962; Popper,
1968).
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